European Union – October 27, 2026 -- The number of retail clients receiving cross-border investment services in the EU/EEA rose 47% in 2025 from 2024 to about 15.5 million, according to the European Securities and Markets Authority (ESMA).

That is almost twice the 2023 level. ESMA compiled the annual analysis with national competent authorities (NCAs), using data from investment firms across 30 jurisdictions.

European Union – October 27, 2026 -- National authorities across the European Economic Area (EEA) imposed more than 950 administrative sanctions and measures in 2025, with administrative fines totaling almost €82 million, according to the third Sanctions Report from the European Securities and Markets Authority (ESMA).

The number of sanctions and measures was stable compared with the past two years. The report also records an increased use of settlements.

European Union – October 27, 2026 -- The European Securities and Markets Authority (ESMA) has updated its transparency manual with new guidance on identifying over-the-counter (OTC) derivatives subject to transparency requirements and on applying the tick-size regime.

ESMA specifies how OTC derivatives reference data must be supplied

The update clarifies how identifying reference data for OTC derivatives should be provided for transparency purposes. ESMA aims to make the data reported to, and published through, the consolidated tape more consistent.

European Union – October 27, 2026 -- The European Securities and Markets Authority (ESMA) has withdrawn or amended several Questions and Answers (Q&As) covering market structure under MiFID II, the Market Abuse Regulation (MAR) and the Short Selling Regulation (SSR), removing guidance it considers outdated, duplicative or no longer relevant.

Global – October 27, 2026 -- Eagleview, which has supplied aerial imagery and property intelligence to insurers for more than two decades, argues that carriers should measure operational efficiency by how much they know before sending anyone into the field, not by expense reduction alone. Patrick Gill, the company's Senior Vice President and General Manager for Insurance & Commercial Solutions, outlines the case in a new commentary.

ROCHESTER, N.Y. – October 27, 2026 -- Eagleview's AI-powered Horizon platform completed portfolio-wide wildfire damage assessments in minutes that previously took weeks, the company said at its Property Claims Leadership Forum in Half Moon Bay, where it also released a white paper on AI-driven underwriting and claims.

Global – October 27, 2026 -- Routing deterministic reconciliation work to an Alteryx One workflow cut token consumption by up to 95%, a 20x reduction, in a benchmark run by financial services consultancy NextWave, an Alteryx partner.

NextWave tested a 120-trade Product Control reconciliation two ways

The workload was a daily front-office-to-back-office reconciliation. It validated open trades, valuations, risk and cash balances across 120 trades, then explained differences and proposed next steps.

Toronto – October 24, 2026 -- The Ombudsman for Banking Services and Investments (OBSI) has appointed CRKhoury (CRK) to conduct its 2026 independent external review of banking and investment complaint operations, with the final report due on OBSI's website later this year.

The review will test whether OBSI has met its regulatory obligations and operates effectively under recognized best practices for financial services ombudsmen. CRK has set up a dedicated review website and is running a public consultation as the process advances.

Canada – October 21, 2026 -- OBSI has completed two public consultations since 2022, on board governance and on investor loss calculations, and both trace back to its 2021 independent review.

Loss-calculation consultation closed Nov. 21, 2024 after a Sept. 26 launch

The consultation examined how OBSI calculates investor losses in complaints involving unsuitably sold illiquid exempt market securities. It described how the approach was developed, the feedback OBSI had received and the considerations for an appropriate methodology.

New York – October 20, 2026 -- MoonPay, a crypto payments and stablecoin infrastructure company, is pursuing a strategic collaboration with Dunamu to build global financial infrastructure on digital assets, with stablecoin payments, corporate treasury management and Dunamu's GIWA blockchain as the three focus areas.